The main goal is to apply the latest investment control rules, which are aimed at achieving cleanliness and transparency of the financial statements of brokerage companies. In addition, the directive provides:

     ◉ expanding the range of financial and investment services;

     ◉ the ability to provide services at the interstate level due to the opening of branches in different countries;

     ◉ achieving maximum transparency of the process of trading in stock market instruments;

     ◉ regulation of the activities of brokerage companies (currency and stock dealing);

     ◉ resolution of conflict situations in relations “broker-trader”;

     ◉ monitoring of operational reporting of controlled entities;

     ◉ organizing the control of currency exchanges and markets that are not currently regulated.